DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
0 y
since Jan 15, 2026
In the industry
29 y
since May 1, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Jan 15, 2026 · Punta Gorda, Fl
- First National Advisors LLC formerFeb 1, 2005 to Jan 13, 2026 · Rockland, Ma
- LPL Financial LLC BD affiliatedJan 7, 2000 to Apr 6, 2006 · Rockland, Ma
Moves
a registration end followed by a registration begin elsewhere
- First National Advisors LLC to Marinerleft Jan 13, 2026, registered Jan 15, 2026 (2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- LPL Financial LLC to First National Advisors LLCleft Apr 6, 2006, registered Feb 1, 2005 (-429 days) · Other
Signals
- Michael Scott Hebert left First National Advisors Llc for Mariner (registered 2026-01-15)Jan 13, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address