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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DENNIS ALICEA

Advisor at PNC WEALTH MANAGEMENT

MOUNTIAN LAKES, NJ

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Search this name across graphsid dfx:ria:17461aaa-0643-246c-52b1-d927bd454833

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 31, 2002
First registration: Dec 1, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 2497188

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jun 11, 2026	n/a	yes	MOUNTIAN LAKES, NJ	Current employment
SANTANDER SECURITIES	Bd affiliated wealth	Feb 14, 2023	Apr 28, 2026	no	Cherry Hill, NJ\|Conshohocken, PA\|PARSIPPANY, NJ\|Scotch Plains, NJ\|Scotch Plains, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 1, 2022	Dec 19, 2022	no	PARSIPPANY, NJ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 17, 2014	Aug 18, 2016	no	NEW YORK, NY	Previous registration
EDWARD JONES	National bd RIA	Mar 8, 2013	Sep 25, 2013	no	RAHWAY, NJ\|ORADELL, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 1, 2010	Apr 20, 2012	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANTANDER SECURITIES	PNC WEALTH MANAGEMENT	Apr 28, 2026	Jun 11, 2026	44	Firm change	Ibd to ibd
LPL FINANCIAL LLC	SANTANDER SECURITIES	Dec 19, 2022	Feb 14, 2023	57	Firm change	RIA to ibd
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Aug 18, 2016	Jun 1, 2022	2,113	Firm change after gap	Wirehouse to RIA
EDWARD JONES	J.P. MORGAN SECURITIES LLC	Sep 25, 2013	Nov 17, 2014	418	Firm change after gap	Ibd to wirehouse
UBS FINANCIAL SERVICES INC.	EDWARD JONES	Apr 20, 2012	Mar 8, 2013	322	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Feb 14, 2023 to Apr 28, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 1, 2022 to Dec 19, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Nov 17, 2014 to Aug 18, 2016factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 8, 2013 to Sep 25, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 1, 2010 to Apr 20, 2012factForm ADV

Dated events

Occurred
Apr 28, 2026
Advisor changed firm
Dennis Alicea left Santander Securities for Pnc Wealth Management (registered 2026-06-11)
Form ADVobserved 5 days ago
Occurred
Dec 19, 2022
Advisor changed firm
Dennis Alicea left Lpl Financial Llc for Santander Securities (registered 2023-02-14)
Form ADVobserved 5 days ago