DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dennis Alicea
Feed of 09/14/2026
At current firm
0 y
since Jun 11, 2026
In the industry
24 y
since May 31, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Jun 11, 2026 · Mountian Lakes, Nj
- Santander Securities BD affiliatedFeb 14, 2023 to Apr 28, 2026 · Cherry Hill, Nj
- LPL Financial LLC BD affiliatedJun 1, 2022 to Dec 19, 2022 · Parsippany, Nj
- J.P. Morgan Securities LLC wirehouseNov 17, 2014 to Aug 18, 2016 · New York, Ny
- Edward Jones national BDMar 8, 2013 to Sep 25, 2013 · Rahway, Nj
- UBS Financial Services Inc. wirehouseDec 1, 2010 to Apr 20, 2012 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Santander Securities to Pnc Wealth Managementleft Apr 28, 2026, registered Jun 11, 2026 (44 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Santander Securitiesleft Dec 19, 2022, registered Feb 14, 2023 (57 days) · RIA to affiliated broker-dealer or bank
- J.P. Morgan Securities LLC to LPL Financial LLCleft Aug 18, 2016, registered Jun 1, 2022 (2113 days) · Wirehouse to independent RIA
- Edward Jones to J.P. Morgan Securities LLCleft Sep 25, 2013, registered Nov 17, 2014 (418 days) · Affiliated broker-dealer or bank to wirehouse
- UBS Financial Services Inc. to Edward Jonesleft Apr 20, 2012, registered Mar 8, 2013 (322 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Dennis Alicea left Santander Securities for Pnc Wealth Management (registered 2026-06-11)Apr 28, 2026 · Advisor changed firm · fact
- Dennis Alicea left Lpl Financial Llc for Santander Securities (registered 2023-02-14)Dec 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address