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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

PAUL DAVID SLAUGHTER

Advisor at LPL FINANCIAL LLC

SHELBYVILLE, KY | LOUISVILLE, KY | FRANKFORT, KY

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Search this name across graphsid dfx:ria:174942eb-29c1-33ea-8ad8-aba687965443

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jan 17, 2002
First registration: Jan 6, 2004
Dual registered: yes, broker-dealer
Other names: PAUL D SLAUGHTER
IAPD individual key: 3235477

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 18, 2025	n/a	yes	FRANKFORT, KY\|FRANKFORT, KY\|SHELBYVILLE, KY\|LOUISVILLE, KY\|SHELBYVILLE, KY	Current employment
KPP ADVISORY SERVICES LLC	Independent wealth	May 13, 2024	May 8, 2025	no	LOUISVILLE, KY	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	Dec 5, 2023	no	LOUISVILLE, KY\|Louisville, KY	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Oct 9, 2017	Oct 18, 2019	no	LOUISVILLE, KY	Previous registration
MORGAN STANLEY	Wirehouse	Jan 21, 2016	Oct 5, 2017	no	Louisville, KY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 20, 2012	Nov 10, 2015	no	LOUISVILLE, KY	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Oct 11, 2010	Nov 20, 2012	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jan 6, 2004	Sep 18, 2007	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KPP ADVISORY SERVICES LLC	LPL FINANCIAL LLC	May 8, 2025	Aug 18, 2025	102	Firm change	RIA to ibd
ROBERT W. BAIRD & CO. INCORPORATED	KPP ADVISORY SERVICES LLC	Dec 5, 2023	May 13, 2024	160	Firm change	RIA to RIA
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
MORGAN STANLEY	J.J.B. HILLIARD, W.L. LYONS, LLC	Oct 5, 2017	Oct 9, 2017	4	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MORGAN STANLEY	Nov 10, 2015	Jan 21, 2016	72	Firm change	Ibd to wirehouse
J.J.B. HILLIARD, W.L. LYONS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 20, 2012	Nov 20, 2012	0	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 18, 2025 to presentfactForm ADV
→ KPP ADVISORY SERVICES LLCRegistered adviserregistration: previous registration
May 13, 2024 to May 8, 2025factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Oct 18, 2019 to Dec 5, 2023factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Oct 9, 2017 to Oct 18, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 21, 2016 to Oct 5, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 20, 2012 to Nov 10, 2015factForm ADV

Dated events

Occurred
May 8, 2025
Advisor changed firm
Paul David Slaughter left Kpp Advisory Services Llc for Lpl Financial Llc (registered 2025-08-18)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2023
Advisor changed firm
Paul David Slaughter left Robert W. Baird & Co. Incorporated for Kpp Advisory Services Llc (registered 2024-05-13)
Form ADVobserved 6 days ago