DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Paul David Slaughter

LPL Financial LLCBD affiliatedShelbyville, Ky dual registrantIAPD 3235477

Feed of 09/15/2026

Also filed as Paul D Slaughter

At current firm

1 y

since Aug 18, 2025

In the industry

24 y

since Jan 17, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 18, 2025 · Frankfort, Ky
Kpp Advisory Services LLC independent RIA
May 13, 2024 to May 8, 2025 · Louisville, Ky
Robert W. Baird & Co. Incorporated mixed wealth
Oct 18, 2019 to Dec 5, 2023 · Louisville, Ky
J.J.B. Hilliard, W.L. Lyons, LLC former
Oct 9, 2017 to Oct 18, 2019 · Louisville, Ky
Morgan Stanley wirehouse
Jan 21, 2016 to Oct 5, 2017 · Louisville, Ky
Ameriprise Financial Services, LLC national BD
Nov 20, 2012 to Nov 10, 2015 · Louisville, Ky
J.J.B. Hilliard, W.L. Lyons, LLC former
Oct 11, 2010 to Nov 20, 2012 · Louisville, Ky
J.J.B. Hilliard, W.L. Lyons, LLC former
Jan 6, 2004 to Sep 18, 2007 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

Kpp Advisory Services LLC to LPL Financial LLC
left May 8, 2025, registered Aug 18, 2025 (102 days) · RIA to affiliated broker-dealer or bank
Robert W. Baird & Co. Incorporated to Kpp Advisory Services LLC
left Dec 5, 2023, registered May 13, 2024 (160 days) · RIA to RIA
J.J.B. Hilliard, W.L. Lyons, LLC to Robert W. Baird & Co. Incorporated
left Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
Morgan Stanley to J.J.B. Hilliard, W.L. Lyons, LLC
left Oct 5, 2017, registered Oct 9, 2017 (4 days) · Other
Ameriprise Financial Services, LLC to Morgan Stanley
left Nov 10, 2015, registered Jan 21, 2016 (72 days) · Affiliated broker-dealer or bank to wirehouse
J.J.B. Hilliard, W.L. Lyons, LLC to Ameriprise Financial Services, LLC
left Nov 20, 2012, registered Nov 20, 2012 (0 days) · Other

Signals

Paul David Slaughter left Kpp Advisory Services Llc for Lpl Financial Llc (registered 2025-08-18)
May 8, 2025 · Advisor changed firm · fact
Paul David Slaughter left Robert W. Baird & Co. Incorporated for Kpp Advisory Services Llc (registered 2024-05-13)
Dec 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address