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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

SCOTT JOSEPH LICKTEIG

Advisor at LPL FINANCIAL LLC

OMAHA, NE

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Search this name across graphsid dfx:ria:17495c62-7f4c-5a13-3660-c2f967499602

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 8, 1996
First registration: Jan 1, 2002
Dual registered: yes, broker-dealer
Other names: SCOTT JOSEPH LICKTEIA
IAPD individual key: 2754502

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 6, 2026	n/a	yes	OMAHA, NE	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Dec 14, 2021	Dec 26, 2025	no	AUSTIN, TX\|Omaha, NE	Previous registration
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	Dec 14, 2021	no	LINCOLN, NE	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Apr 20, 2018	Nov 1, 2021	no	LINCOLN, NE\|OMAHA, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 3, 2005	Apr 5, 2018	no	LA VISTA, NE	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 1, 2002	Oct 10, 2005	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Dec 26, 2025	Jan 6, 2026	11	Firm change	Ibd to ibd
AMERITAS ADVISORY SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Dec 14, 2021	Dec 14, 2021	0	Firm change	Ibd to ibd
AMERITAS ADVISORY SERVICES	AMERITAS ADVISORY SERVICES, LLC	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	AMERITAS ADVISORY SERVICES	Apr 5, 2018	Apr 20, 2018	15	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	SECURITIES AMERICA ADVISORS, INC.	Oct 10, 2005	Nov 3, 2005	24	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Dec 14, 2021 to Dec 26, 2025factForm ADV
→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2021 to Dec 14, 2021factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 20, 2018 to Nov 1, 2021factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 3, 2005 to Apr 5, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 1, 2002 to Oct 10, 2005factForm ADV

Dated events

Occurred
Dec 26, 2025
Advisor changed firm
Scott Joseph Lickteig left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2026-01-06)
Form ADVobserved 6 days ago