RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• J••••• L•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 6, 2026 · Omaha, Ne
- K••••• A••••••• S•••••••• L•• BD affiliatedDec 14, 2021 to Dec 26, 2025 · Austin, Tx
- A••••••• A••••••• S•••••••• L•• BD affiliatedNov 1, 2021 to Dec 14, 2021 · Lincoln, Ne
- A••••••• A••••••• S••••••• formerApr 20, 2018 to Nov 1, 2021 · Lincoln, Ne
- S••••••••• A•••••• A•••••••• I••• formerNov 3, 2005 to Apr 5, 2018 · La Vista, Ne
- C•••••• S••••• • C••• I••• national BDJan 1, 2002 to Oct 10, 2005 · Omaha, Ne
- K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••left Dec 26, 2025, registered Jan 6, 2026 (11 days) · Affiliated broker-dealer or bank to another
- A••••••• A••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Dec 14, 2021, registered Dec 14, 2021 (0 days) · Affiliated broker-dealer or bank to another
- A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to A••••••• A••••••• S•••••••left Apr 5, 2018, registered Apr 20, 2018 (15 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to S••••••••• A•••••• A•••••••• I•••left Oct 10, 2005, registered Nov 3, 2005 (24 days) · Other
- S•••• J••••• L••••••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2026-01-06)Dec 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address