DFX Intelligence

J••• E••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

J••• E••••• W•••••••

Advisor at C•••••• R••••••••• • W•••••• L••

NEW BEDFORD, MA

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Search this name across graphsid dfx:ria:175d9140-0889-4653-f636-ba1a091a62f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 28, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• R••••••••• • W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• R••••••••• • W•••••• L••	Independent wealth	Sep 17, 2025	n/a	yes	NEW BEDFORD, MA	Current employment
P••• P••••• W••••• M•••••••••	Independent wealth	Nov 1, 2024	Dec 3, 2025	no	PROVIDENCE, RI\|S. DARTMOUTH, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• P••••• W••••• M•••••••••	C•••••• R••••••••• • W•••••• L••	Dec 3, 2025	Sep 17, 2025	-77	Firm change after gap	RIA to new firm
M•• I•••••••• S•••••••• L••	P••• P••••• W••••• M•••••••••	Oct 21, 2024	Nov 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
110826:14251:MA:2016-08-15	Aug 23, 2016	Aug 15, 2016	BEDFORD, MA	Firm change

Relationships

Registered with (5)

→ C•••••• R••••••••• • W•••••• L••Registered adviserregistration: current employment
Sep 17, 2025 to presentfactForm ADV
→ P••• P••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 1, 2024 to Dec 3, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Oct 21, 2024factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Dec 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:175d9140-0889-4653-f636-ba1a091a62f6
First observed: Apr 28, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.