DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••••• W•••••••

C•••••• R••••••••• • W•••••• L••independent RIANew Bedford, Madual registrantIAPD 5864621

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• W•••••••

At current firm

1 y

since Sep 17, 2025

In the industry

15 y

since Apr 28, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• R••••••••• • W•••••• L•• independent RIA current
since Sep 17, 2025 · New Bedford, Ma
P••• P••••• W••••• M••••••••• independent RIA
Nov 1, 2024 to Dec 3, 2025 · Providence, Ri
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Oct 21, 2024 · New Bedford, Ma
M•• F•••••••• S•••••••• I••• former
Aug 15, 2016 to Mar 25, 2017 · Boston, Ma
E•••• S••••••••• L•• BD affiliated
Apr 28, 2014 to Aug 23, 2016 · Bedford, Ma

Moves

a registration end followed by a registration begin elsewhere

P••• P••••• W••••• M••••••••• to C•••••• R••••••••• • W•••••• L••
left Dec 3, 2025, registered Sep 17, 2025 (-77 days) · RIA to a newly registered adviser
M•• I•••••••• S•••••••• L•• to P••• P••••• W••••• M•••••••••
left Oct 21, 2024, registered Nov 1, 2024 (11 days) · Affiliated broker-dealer or bank to a newly registered adviser
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
E•••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••
left Aug 23, 2016, registered Aug 15, 2016 (-8 days) · Other · moved with a team

Signals

J••• E••••• W••••••• left P••• P••••• W••••• M••••••••• for C•••••• R••••••••• • W•••••• L•• (registered 2025-09-17)
Dec 3, 2025 · Advisor changed firm · fact
J••• E••••• W••••••• left M•• I•••••••• S•••••••• L•• for P••• P••••• W••••• M••••••••• (registered 2024-11-01)
Oct 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address