DFX Intelligence

P••• P••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P••• P••••• W••••• M•••••••••

P••• P••••• W••••• M•••••••••, LLC, CRD 332618

PROVIDENCE, RI

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Search this name across graphsid dfx:ria:524cce78-4930-5725-37f9-47570eaaafa1

Data as of May 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Sep 11, 2024 to May 11, 2026
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $105M••• Locked
Discretionary RAUM: $99.9M
Private client RAUM: $103Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• B••••• S••••	President	E	yes	06/2016	Sep 11, 2024	Oct 9, 2024
D•••••••• B••••• S••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2024	Sep 11, 2024	Oct 9, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••• P••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a
P••• P••••• W••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	1	0	2	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$105M	$207M	-49.3%	n/a	n/a	3	4	1	1

Relationships

Registered with (2)

← B•••• S•••• D•••••••Advisorregistration: previous registration
Oct 20, 2024 to Sep 2, 2026factForm ADV
← J••• E••••• W•••••••Advisorregistration: previous registration
Nov 1, 2024 to Dec 3, 2025factForm ADV

Controls (3)

← P••• P••••• W••••• M••••••••• L••OwnerMEMBER, ownership code D, domestic entity
Sep 11, 2024 to Oct 9, 2024factForm ADV
← D•••••••• B••••• S••••

Dated events

Occurred
Sep 2, 2026
Advisor changed firm
Brian Scott Dunckley left P••• P••••• W••••• M••••••••• for Savvy (registered 2026-07-31)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
P••• P••••• W••••• M••••••••• reported RAUM $104.7M, down 49% from $206.7M (2025-10-24 to 2026-03-31)
Form ADVobserved 7 days ago
$-102M
Occurred
Dec 3, 2025
Advisor changed firm
John Edward Williams left P••• P••••• W••••• M••••••••• for Clarity Retirement & Wealth, Llc (registered 2025-09-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:524cce78-4930-5725-37f9-47570eaaafa1
First observed: Sep 11, 2024
Last observed: May 11, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.