DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B••••••••• A•••• M••••••••• L••
Dawsonville, GA | JUPITER, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• A•••• M••••••••• L•• | Independent wealth | May 26, 2026 | n/a | yes | JUPITER, FL|Dawsonville, GA | Current employment |
| D•••••• L••• S••••• L•• | Former SEC adviser | Jan 6, 2026 | Jan 21, 2026 | no | ROME, GA|ROME, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | D•••••• L••• S••••• L•• | Jan 27, 2026 | Jan 6, 2026 | -21 | Firm change | Ibd to RIA |
| D•••••• L••• S••••• L•• | B••••••••• A•••• M••••••••• L•• | Jan 21, 2026 | May 26, 2026 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:141238:GA:2026-01-27 | Jan 27, 2026 | Jan 6, 2026 | DAWSONVILLE, GA | Firm change |
| 141238:277085:GA:2026-01-21 | Jan 21, 2026 | May 26, 2026 | ROME, GA | Firm change |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Nov 25, 2025 | Jan 27, 2026 | no | Canton, GA|Dawsonville, GA | Previous registration |
| D•••••• L••• S••••• L•• | Former SEC adviser | Aug 26, 2016 | Dec 31, 2025 | no | CANTON, GA|DAWSONVILLE, GA|BUFORD, GA|ROME, GA|Gainesville, GA|Cumming, GA | Previous registration |
| S• A•••••••• L•• | Independent wealth | Jun 30, 2015 | Dec 31, 2015 | no | ATLANTA, GA | Previous registration |
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | Bd affiliated wealth | Nov 1, 2013 | Mar 18, 2015 | no | SUWANEE, GA | Previous registration |
| E•• F•••••••• A••••••• | Independent wealth | Feb 19, 2004 | Nov 12, 2013 | no | SANDY SPRINGS, GA|ATLANTA, GA|SUGAR HILL, GA | Previous registration |
| 125 |
| Firm change |
| RIA to RIA |
| D•••••• L••• S••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Dec 31, 2025 | Nov 25, 2025 | -36 | Bulk transfer | RIA to ibd |
| S• A•••••••• L•• | D•••••• L••• S••••• L•• | Dec 31, 2015 | Aug 26, 2016 | 239 | Firm change | Other |
| B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | S• A•••••••• L•• | Mar 18, 2015 | Jun 30, 2015 | 104 | Firm change | Other |
| E•• F•••••••• A••••••• | B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• | Nov 12, 2013 | Nov 1, 2013 | -11 | Firm change | Other |