DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Stephen Rodgers
Feed of 09/15/2026
At current firm
0 y
since May 26, 2026
In the industry
24 y
since Mar 8, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Blackridge Asset Management, LLC independent RIA currentsince May 26, 2026 · Jupiter, Fl
- Dempsey Lord Smith, LLC formerJan 6, 2026 to Jan 21, 2026 · Rome, Ga
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 25, 2025 to Jan 27, 2026 · Canton, Ga
- Dempsey Lord Smith, LLC formerAug 26, 2016 to Dec 31, 2025 · Canton, Ga
- Sb Advisory, LLC independent RIAJun 30, 2015 to Dec 31, 2015 · Atlanta, Ga
- Berthel Fisher & Company Financial Services, Inc. BD affiliatedNov 1, 2013 to Mar 18, 2015 · Suwanee, Ga
- Esi Financial Advisors independent RIAFeb 19, 2004 to Nov 12, 2013 · Sandy Springs, Ga
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Dempsey Lord Smith, LLCleft Jan 27, 2026, registered Jan 6, 2026 (-21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Dempsey Lord Smith, LLC to Blackridge Asset Management, LLCleft Jan 21, 2026, registered May 26, 2026 (125 days) · RIA to RIA · moved with a team
- Dempsey Lord Smith, LLC to Cambridge Investment Research Advisors, Inc.left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- Sb Advisory, LLC to Dempsey Lord Smith, LLCleft Dec 31, 2015, registered Aug 26, 2016 (239 days) · Other
- Berthel Fisher & Company Financial Services, Inc. to Sb Advisory, LLCleft Mar 18, 2015, registered Jun 30, 2015 (104 days) · Other
- Esi Financial Advisors to Berthel Fisher & Company Financial Services, Inc.left Nov 12, 2013, registered Nov 1, 2013 (-11 days) · Other
Signals
- Andrew Stephen Rodgers left Cambridge Investment Research Advisors, Inc. for Dempsey Lord Smith, Llc (registered 2026-01-06)Jan 27, 2026 · Advisor changed firm · fact
- Andrew Stephen Rodgers left Dempsey Lord Smith, Llc for Blackridge Asset Management, Llc (registered 2026-05-26)Jan 21, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address