DFX Intelligence

M•••••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•••••••• W••••• M•••••••••

M•••••••• A•••• M•••••••••, LLC, CRD 282482

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:17622270-397a-24f0-0ad6-780ffb4b02e0

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 13
On other graphs: 1
Observed: Jan 4, 2016 to Mar 31, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••••••• W••••• M•••••••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $872M••• Locked
Discretionary RAUM: $872M
Private client RAUM: $792Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $291Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
V•••••• A•• T••••• R•••	n/a	MINNEAPOLIS, MN	5	10	2	no
J••••• M•••• E•••••	Certified Financial Planner	MINNEAPOLIS, MN	3	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••••• W••••• M••••••••• L••	100% OWNER	E	yes	12/2017	Jan 17, 2018	Oct 14, 2024
T••••• R•••• V••••••• A••	MANAGING DIRECTOR	Na	yes	06/2022	Aug 11, 2021	Oct 14, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$872M	$817M	6.7%	$570M	15.2%	7	7	1	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••••• A•••• M•••••••••	2	Feb 5, 2016	Jan 1, 2026	MINNEAPOLIS, MN	Team lift out	Other	100.0%

Relationships

Registered with (6)

← C••••••••• M••••• V••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← J••••• M•••• E•••••Advisorregistration: current employment
May 10, 2023 to presentfactForm ADV
← V•••••• A•• T••••• R•••Advisorregistration: current employment
Aug 12, 2021 to presentfactForm ADV
← A•••• M•••••• S•••

Dated events

Occurred
Mar 31, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Oct 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 14, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2023
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17622270-397a-24f0-0ad6-780ffb4b02e0
First observed: Jan 4, 2016
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.