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A•••• M•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

A•••• M•••••• S•••

Advisor at 8•• I•••••••••

ELLSWORTH, WI

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Search this name across graphsid dfx:ria:bc669936-b4c0-b5dc-634e-1429b65b0b1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 8•• I•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
8•• I•••••••••	State registered	Jan 31, 2025	n/a	yes	ELLSWORTH, WI	Current employment
M•••••••• W••••• M•••••••••	Independent wealth	Jan 11, 2018	Oct 22, 2024	no	MINNEAPOLIS, MN

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• W••••• M•••••••••	8•• I•••••••••	Oct 22, 2024	Jan 31, 2025	101	Firm change	RIA to state RIA
A••••••• I••••••••• C••••••••• L••	M•••••••• W••••• M•••••••••	May 2, 2016

Relationships

Registered with (4)

→ 8•• I•••••••••Registered adviserregistration: current employment
Jan 31, 2025 to presentfactForm ADV
→ M•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 11, 2018 to Oct 22, 2024factForm ADV
→ A••••••• I••••••••• C••••••••• L••Registered adviserregistration: previous registration
Sep 11, 2015 to May 2, 2016factForm ADV
→ S••••••• G•••• L••

Dated events

Occurred
Oct 22, 2024
Advisor changed firm
A•••• M•••••• S••• left M•••••••• W••••• M••••••••• for 8•• I••••••••• (registered 2025-01-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc669936-b4c0-b5dc-634e-1429b65b0b1b
First observed: Jan 23, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.