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CRD 150826
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PETERSON, LANCE, ERIC | President | Na | yes | 08/2012 | Apr 1, 2013 | Mar 31, 2017 |
| UMB FINANCIAL CORPORATION | Member | E | yes | 07/2009 | Mar 30, 2012 | Mar 31, 2017 |
| BETZ, SCOTT, A | CHIEF COMPLIANCE OFFICER | Na | no | 06/2016 | Jul 29, 2016 | Mar 31, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SCOUT INVESTMENTS, INC. | n/a | Asset manager | $37B | N | yes | n/a |
| PRAIRIE CAPITAL MANAGEMENT, LLC | n/a | Former SEC adviser | $4.6B | N | yes | n/a |
| MARQUETTE ASSET MANAGEMENT, LLC | n/a | Independent wealth | $872M | N | yes | n/a |
| UMB FINANCIAL SERVICES, INC. | n/a | Independent wealth | $5.0M | N | yes | n/a |
| UMB BANK, N.A. | n/a | n/a | n/a | N | yes | Mo |
| UMB DISTRIBUTION SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 31, 2017 | n/a | n/a | 14 | 0 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | n/a | n/a | 20 | 0 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | n/a | n/a | 21 | 0 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | n/a | n/a | 15 | 0 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | n/a | n/a | 13 | 0 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $0 | $0 | n/a | 0 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | n/a | n/a | n/a | n/a | n/a | 14 | 20 | n/a | n/a |