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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ANDREW PATRICK AUGUSTINE

Advisor at LPL FINANCIAL LLC

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Search this name across graphsid dfx:ria:1790b1d3-7c1e-ae6d-c63a-804f0f01b2d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 9, 2002
First registration: Dec 13, 2006
Dual registered: yes, broker-dealer
Other names: ANDREW AUGUSTINE
IAPD individual key: 4605043

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2024	n/a	yes	ANN ARBOR, MI\|FARMINGTON HILLS, MI\|ANN ARBOR, MI\|WEST BLOOMFIELD TWP, MI\|HOWELL, MI\|CHELSEA, MI\|ANN ARBOR, MI\|LIVONIA, MI\|BRIGHTON, MI	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Feb 1, 2024	no	Farmington, MI\|Northville, MI\|FARMINGTON HILLS, MI\|LIVONIA, MI\|WEST BLOOMFIELD, MI\|Farmington Hills, MI\|Ann Arbor, MI\|ANN ARBOR, MI\|ANN ARBOR, MI\|ANN ARBOR, MI\|BRIGHTON, MI\|Howell, MI\|Howell, MI\|Chelsea, MI	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Mar 23, 2015	Jul 1, 2016	no	LIVONIA, MI\|WEST BLOOMFIELD, MI\|Northville, MI\|FARMINGTON HILLS, MI	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Aug 25, 2014	Mar 6, 2015	no	REDFORD, MI\|SOUTHFIELD, MI\|SOUTHFIELD, MI\|DETROIT, MI\|OAK PARK, MI\|DETROIT, MI\|BLOOMFIELD HILLS, MI\|DEARBORN, MI\|COLUMBUS, OH	Previous registration
COMERICA SECURITIES	Former SEC adviser	Oct 30, 2007	May 6, 2014	no	BLOOMFIELD HILLS, MI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 13, 2006	Jan 31, 2007	no	COMERCE TWP, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Feb 1, 2024	Feb 1, 2024	0	Firm change	Ibd to ibd
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
CITIZENS SECURITIES, INC.	ESSEX NATIONAL SECURITIES, INC.	Mar 6, 2015	Mar 23, 2015	17	Firm change	Other
COMERICA SECURITIES	CITIZENS SECURITIES, INC.	May 6, 2014	Aug 25, 2014	111	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	COMERICA SECURITIES	Jan 31, 2007	Oct 30, 2007	272	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
35371:6413:MI:2024-01-30	Feb 1, 2024	Feb 1, 2024	CHELSEA, MI	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Feb 1, 2024factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Mar 23, 2015 to Jul 1, 2016factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 25, 2014 to Mar 6, 2015factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Oct 30, 2007 to May 6, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 13, 2006 to Jan 31, 2007factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
Andrew Patrick Augustine left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-02-01)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1790b1d3-7c1e-ae6d-c63a-804f0f01b2d9
First observed: Dec 13, 2006
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANDREW PATRICK AUGUSTINE

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1790b1d3-7c1e-ae6d-c63a-804f0f01b2d9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.