DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Andrew Patrick Augustine

LPL Financial LLCBD affiliatedLivonia, Mi dual registrantIAPD 4605043

Feed of 09/15/2026

Also filed as Andrew Augustine

At current firm

2 y

since Feb 1, 2024

In the industry

23 y

since Dec 9, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 1, 2024 · Ann Arbor, Mi
Osaic Institutions, Inc. BD affiliated
Jul 1, 2016 to Feb 1, 2024 · Farmington, Mi
Essex National Securities, Inc. former
Mar 23, 2015 to Jul 1, 2016 · Livonia, Mi
Citizens Securities, Inc. BD affiliated
Aug 25, 2014 to Mar 6, 2015 · Redford, Mi
Comerica Securities former
Oct 30, 2007 to May 6, 2014 · Bloomfield Hills, Mi
Chase Investment Services Corp. former
Dec 13, 2006 to Jan 31, 2007 · Comerce Twp, Mi

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to LPL Financial LLC
left Feb 1, 2024, registered Feb 1, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Essex National Securities, Inc. to Osaic Institutions, Inc.
left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
Citizens Securities, Inc. to Essex National Securities, Inc.
left Mar 6, 2015, registered Mar 23, 2015 (17 days) · Other
Comerica Securities to Citizens Securities, Inc.
left May 6, 2014, registered Aug 25, 2014 (111 days) · Other
Chase Investment Services Corp. to Comerica Securities
left Jan 31, 2007, registered Oct 30, 2007 (272 days) · Other

Signals

Andrew Patrick Augustine left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-02-01)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address