DFX Intelligence

D•••••• B••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

D•••••• B••••• A•••••••• L••

CRD 291394

BOCA RATON, FL

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Search this name across graphsid dfx:ria:1795b9a8-2651-c192-5a14-73a1ac7f560f

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 74
Dated events: 40
On other graphs: 2
Observed: Mar 5, 2018 to May 1, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

D•••••• B••••• A•••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

D•••••• B••••• A•••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $15B••• Locked
Discretionary RAUM: $13B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 174

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••• B••••• I••••••••• H•••••••• L•	Private Equity Fund	$1.8B	May 1, 2026	2	Mar 31, 2023	reported	n/a
D••••••••• Z••• P•••••••• L•	Private Equity Fund	$1.5B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• B••••• H•••••••• L••	Member	E	yes	09/2017	Mar 5, 2018	Jul 15, 2024
D••••••••• D•••••• I• H•••••• L••	Member	C	yes	07/2019	Mar 31, 2022	Jul 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••••• I••••••••• M••••••••• L••	n/a	ASSET_M••••••	$61B	N	yes	n/a
C••••• C•••••• I••••••••• A•••••••• L••	n/a	OTHER_A••••••	$336M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	23	no
NEW YORK	NY	United States	22	no
Aspen	Co	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$15B	$13B	13.7%	$10B	12.5%	174	159	3	3

Relationships

Affiliated with (7)

← D••••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ C••••• C•••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ D••••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← C••••• C•••••• I••••••••• A•••••••• L••Registered adviser

Dated events

Occurred
May 1, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
May 1, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
May 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$672,122
Occurred
May 1, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1795b9a8-2651-c192-5a14-73a1ac7f560f
First observed: Mar 5, 2018
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.