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Advisor at PACIFIC CANYON INVESTMENTS
Lemon Grove, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PACIFIC CANYON INVESTMENTS | State registered | May 17, 2024 | n/a | yes | Lemon Grove, CA | Current employment |
| BAY STREET CAPITAL HOLDINGS | Former SEC adviser | Jul 18, 2021 | Apr 10, 2024 | no | Lemon Grove, CA|FREMONT, CA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Sep 10, 2018 | Jun 8, 2021 | no | San Diego, CA|Palo Alto, CA|Menlo Park, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Sep 10, 2018 | Jun 8, 2021 | no | SAN DIEGO, CA|Menlo Park, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAY STREET CAPITAL HOLDINGS | PACIFIC CANYON INVESTMENTS | Apr 10, 2024 | May 17, 2024 | 37 | Firm change | RIA to state RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jun 8, 2021 | Sep 10, 2018 | -1,002 | Firm change after gap | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jun 8, 2021 | Sep 10, 2018 | -1,002 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 299361:331320:CA:2024-04-10 | Apr 10, 2024 | May 17, 2024 | FREMONT, CA | Firm change |