DFX Intelligence

B•• S••••• C•••••• H•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

B•• S••••• C•••••• H•••••••

B•• S••••• C•••••• H••••••• LLC, CRD 299361

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Search this name across graphsid dfx:ria:b3f538ad-6c39-5522-7467-9c2ad1f382a4

Data as of Nov 3, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 1
Observed: Apr 26, 2022 to Nov 3, 2023
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

B•• S••••• C•••••• H•••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $75.9M••• Locked
Discretionary RAUM: $75.9M
Private client RAUM: $20.7Mderived••• Locked
Private client share: 27%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• P••• F••• I•	Real Estate Fund	$9.9M	Nov 3, 2023	6	Mar 22, 2023	reported	021-3222023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• W••••••• L••••	CIO, CCO	E	yes	08/2018	Apr 26, 2022	Nov 3, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• P••• F••• I• G•• L••	n/a	n/a	n/a	Y	yes	CA

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Venice	CA	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Feb 13, 2023	$483M	$33.0M	4	4	2	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$75.9M	n/a	n/a	n/a	n/a	12	n/a	2	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•••••• C••••• I•••••••••	2	Apr 10, 2024	May 17, 2024	FREMONT, CA	Team lift out	RIA to state RIA	100.0%

Relationships

Advises (1)

→ A•• P••• F••• I•Private fundReal Estate Fund, IA
Mar 22, 2023 to presentfactForm ADV

Controls (1)

← H•••••• W••••••• L••••OwnerCIO, CCO, ownership code E, individual
Apr 26, 2022 to presentfactForm ADV

Moved with (1)

→ P•••••• C••••• I•••••••••Registered adviser2 advisors, team lift out, same day
Apr 10, 2024 to May 17, 2024factForm ADV

Registered with

Dated events

Occurred
Apr 10, 2024
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors
Occurred
Apr 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 16, 2023
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b3f538ad-6c39-5522-7467-9c2ad1f382a4
First observed: Apr 26, 2022
Last observed: Nov 3, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.