DFX Intelligence

D••••• L••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

D••••• L••••• A••••••••

Advisor at G••••••••• C•• L••

SUMMIT, NJ

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Search this name across graphsid dfx:ria:17a43478-6a8d-9094-8bb5-0ff082132372

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• C•• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• C•• L••	Mixed wealth	Jan 3, 2020	n/a	yes	SUMMIT, NJ	Current employment
G••••••••• C•• L••	Mixed wealth	Nov 20, 2019	Dec 31, 2024	no	SUMMIT, NJ\|Del Ray Beach, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	G••••••••• C•• L••	Oct 1, 2019	Nov 20, 2019	50	Firm change	Other
D••••••• • D••••••• L••	B• R•••• W••••• M•••••••••	Jan 26, 2015	Jan 28, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
7344:2543:NY:2015-01-26	Jan 26, 2015	Jan 28, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ G••••••••• C•• L••Registered adviserregistration: previous registration
Nov 20, 2019 to Dec 31, 2024factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 28, 2015 to Oct 1, 2019factForm ADV
→ D••••••• • D••••••• L••Registered adviserregistration: previous registration
Mar 6, 2006 to Jan 26, 2015factForm ADV
→ C••••• S••••• S••••••••• •••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17a43478-6a8d-9094-8bb5-0ff082132372
First observed: Jul 30, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.