RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- G••••••••• C•• L•• mixed wealth currentsince Jan 3, 2020 · Summit, Nj
- G••••••••• C•• L•• mixed wealthNov 20, 2019 to Dec 31, 2024 · Summit, Nj
- B• R•••• W••••• M••••••••• formerJan 28, 2015 to Oct 1, 2019 · New York, Ny
- D••••••• • D••••••• L•• formerMar 6, 2006 to Jan 26, 2015 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerJan 17, 2003 to Oct 28, 2003 · New York, Ny
- P••••••• L•• unclassifiedJul 30, 2002 to Jan 17, 2003 · New York, Ny
- B• R•••• W••••• M••••••••• to G••••••••• C•• L••left Oct 1, 2019, registered Nov 20, 2019 (50 days) · Other
- D••••••• • D••••••• L•• to B• R•••• W••••• M•••••••••left Jan 26, 2015, registered Jan 28, 2015 (2 days) · Other · moved with a team
- C••••• S••••• S••••••••• •••• L•• to D••••••• • D••••••• L••left Oct 28, 2003, registered Mar 6, 2006 (860 days) · Other
- P••••••• L•• to C••••• S••••• S••••••••• •••• L••left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address