DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• F•••••••• E••••••
ROSEVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• E•••••• | Independent wealth | Mar 9, 2016 | n/a | yes | ROSEVILLE, CA | Current employment |
| F•••••••• E•••••• A•••••• C•••••• L•• | Former SEC adviser | Jul 18, 2013 | Dec 1, 2016 | no | OVERLAND PARK, KS|ROSEVILLE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• E•••••• A•••••• C•••••• L•• | E•••••• F•••••••• E•••••• | Dec 1, 2016 | Mar 9, 2016 | -267 | Bulk transfer | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jul 22, 2013 | Nov 28, 2012 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Nov 28, 2012 | Jul 22, 2013 | no | ROSEVILLE, CA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Nov 28, 2012 | Jul 22, 2013 | no | DRAPER, UT|Roseville, CA | Previous registration |
| -236 |
| Channel change |
| Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jul 22, 2013 | Nov 28, 2012 | -236 | Firm change after gap | Other |