DFX Intelligence
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Reading the graph
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Advisor at C••••••• A•••• M••••••••• L••
ANN ARBOR, MI | Boca Raton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• A•••• M••••••••• L•• | Bd affiliated wealth | Jan 9, 2017 | n/a | yes | ANN ARBOR, MI|Boca Raton, FL | Current employment |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Feb 10, 2015 | Jan 23, 2017 | no | TAMPA, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J• W• C••• A•••••••• I••• | C••••••• A•••• M••••••••• L•• | Jan 23, 2017 | Jan 9, 2017 | -14 | Firm change | Other |
| S•• | J• W• C••• A•••••••• I••• | Jan 26, 2015 | Feb 10, 2015 |
| S•• | Bd affiliated wealth | Apr 30, 2013 | Jan 26, 2015 | no | ANN ARBOR, MI|ANN ARBOR, MI | Previous registration |
| M••••••• P••••••• L•• | Independent wealth | Jan 4, 2012 | Apr 10, 2013 | no | ANN ARBOR, MI|CLEVELAND, OH|CLEVELAND, OH | Previous registration |
| S•• | Bd affiliated wealth | May 19, 2011 | Dec 5, 2011 | no | ANN ARBOR, MI | Previous registration |
| Firm change |
| Other |
| M••••••• P••••••• L•• | S•• | Apr 10, 2013 | Apr 30, 2013 | 20 | Firm change | Other |
| S•• | M••••••• P••••••• L•• | Dec 5, 2011 | Jan 4, 2012 | 30 | Firm change | Other |