DFX Intelligence

J••• A••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

J••• A••••• M•••••••

Advisor at P••••• C•••••• A•••••••• L••

BRAINTREE, MA

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Search this name across graphsid dfx:ria:17bf27d6-c5fb-d0b0-439b-60062d9a9b5c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• C•••••• A•••••••• L••	Independent wealth	Nov 18, 2020	n/a	yes	BRAINTREE, MA	Current employment
N•••••• A•••••••	Bd affiliated wealth	Jul 24, 2019	Dec 1, 2020	no	BRAINTREE, MA\|NEW ORLEANS, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• A•••••••	P••••• C•••••• A•••••••• L••	Dec 1, 2020	Nov 18, 2020	-13	Firm change	RIA to new firm
U•• F•••••••• S••••••• I•••	N•••••• A•••••••	Jul 30, 2019	Jul 24, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
171351:310327:LA:2020-12-01	Dec 1, 2020	Nov 18, 2020	NEW ORLEANS, LA	Firm change
8174:171351:MA:2019-07-30	Jul 30, 2019	Jul 24, 2019	ROCKLAND, MA	Firm change

Relationships

Registered with (4)

→ P••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 18, 2020 to presentfactForm ADV
→ N•••••• A•••••••Registered adviserregistration: previous registration
Jul 24, 2019 to Dec 1, 2020factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2014 to Jul 30, 2019factForm ADV
→ C••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17bf27d6-c5fb-d0b0-439b-60062d9a9b5c
First observed: Jun 18, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.