DFX Intelligence

K••••• K••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

K••••• K••• G•••••••

Advisor at G••••••• • A•••••••••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:17c25252-3015-6fe6-8756-bf66348e7001

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• • A•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• • A•••••••••	Independent wealth	Jul 14, 2022	n/a	yes	CINCINNATI, OH	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Dec 19, 2013	Jul 21, 2022	no	CINCINNATI, OH\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	G••••••• • A•••••••••	Jul 21, 2022	Jul 14, 2022	-7	Firm change	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R•••••• J•••• • A••••••••• I•••	Dec 20, 2013	Dec 19, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
705:321832:OH:2022-07-21	Jul 21, 2022	Jul 14, 2022	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ G••••••• • A•••••••••Registered adviserregistration: current employment
Jul 14, 2022 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Dec 19, 2013 to Jul 21, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 9, 1999 to Dec 20, 2013factForm ADV

Dated events

Occurred
Jul 21, 2022
Advisor changed firm
K••••• K••• G••••••• left R•••••• J•••• • A••••••••• I••• for G••••••• • A••••••••• (registered 2022-07-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:17c25252-3015-6fe6-8756-bf66348e7001
First observed: Aug 9, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.