RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••• K••• G•••••••
- G••••••• • A••••••••• independent RIA currentsince Jul 14, 2022 · Cincinnati, Oh
- R•••••• J•••• • A••••••••• I••• national BDDec 19, 2013 to Jul 21, 2022 · Cincinnati, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 9, 1999 to Dec 20, 2013 · Cincinnati, Oh
- R•••••• J•••• • A••••••••• I••• to G••••••• • A•••••••••left Jul 21, 2022, registered Jul 14, 2022 (-7 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Dec 20, 2013, registered Dec 19, 2013 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- K••••• K••• G••••••• left R•••••• J•••• • A••••••••• I••• for G••••••• • A••••••••• (registered 2022-07-14)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address