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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Melbourne, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 1, 2020 | n/a | yes | Melbourne, FL | Current employment |
| COLLABORATIVE WEALTH | Independent wealth | Aug 14, 2018 | Jul 1, 2020 | no | Melbourne, FL|Melbourne, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 4, 2016 | Jul 26, 2018 | no | MELBOURNE, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 6, 2012 | Mar 8, 2016 | no | MELBOURNE, FL|MELBOURNE, FL|SAN DIEGO, CA|MELBOURNE, FL|MELBOURNE, FL | Previous registration |
| EDWARD JONES | National bd RIA | Aug 11, 2009 | Dec 5, 2012 | no | MELBOURNE, FL|ROCKLEDGE, FL|VIERA, FL|ST LOUIS, MO | Previous registration |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | Former SEC adviser | Jul 2, 2008 | Jul 30, 2009 | no | VIERA, FL|LAKELAND, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 29, 2008 | Jul 9, 2008 | no | MELBOURNE, FL|INDIAN HARBOUR BEACH, FL|MELBOURNE, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 12, 2007 | May 16, 2008 | no | MELBOURNE, FL|FORT MILL, SC|MELBOURNE, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 8, 2004 | Mar 13, 2007 | no | MELBOURNE, FL|MELBOURNE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLLABORATIVE WEALTH | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 1, 2020 | Jul 1, 2020 | 0 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | COLLABORATIVE WEALTH | Jul 26, 2018 | Aug 14, 2018 | 19 | Firm change | Wirehouse to RIA |
| LPL FINANCIAL LLC | WELLS FARGO ADVISORS | Mar 8, 2016 | Mar 4, 2016 | -4 | Firm change | Other |
| EDWARD JONES | LPL FINANCIAL LLC | Dec 5, 2012 | Dec 6, 2012 | 1 | Firm change | Other |
| BROOKSTONE INVESTMENT ADVISORY SERVICES | EDWARD JONES | Jul 30, 2009 | Aug 11, 2009 | 12 | Firm change | Other |
| LPL FINANCIAL LLC | BROOKSTONE INVESTMENT ADVISORY SERVICES | Jul 9, 2008 | Jul 2, 2008 | -7 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | LPL FINANCIAL LLC | Mar 13, 2007 | Mar 12, 2007 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 142106:6363:FL:2020-07-01 | Jul 1, 2020 | Jul 1, 2020 | MELBOURNE, FL | Firm change |