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Advisor at AWM CAPITAL, LLC
Los Angeles, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AWM CAPITAL, LLC | Independent wealth | Apr 12, 2019 | n/a | yes | Los Angeles, CA | Current employment |
| ADDWEALTH ADVISORS, LLC | n/a | Apr 30, 2020 | Feb 26, 2021 | no | PASADENA, CA | Previous registration |
| RETIREMENT WELLNESS GROUP | Institutional manager | Apr 12, 2019 | Jan 18, 2023 | no | Pasadena, CA|PASADENA, CA | Previous registration |
| BRIDGE ADVISORY LLC | Former SEC adviser | Apr 12, 2019 | Jun 15, 2022 | no | PASADENA, CA | Previous registration |
| WAYPOINT WEALTH PARTNERS | Former SEC adviser | Sep 10, 2013 | Nov 2, 2016 | no | MILL VALLEY, CA | Previous registration |
| ROOF EIDAM MAYCOCK PERALTA LLC | Independent wealth | Mar 11, 2011 | Sep 20, 2013 | no | SAN FRANCISCO, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | Feb 13, 2012 | no | SAN FRANCISCO, CA | Previous registration |
| ASSOCIATED SECURITIES CORP. | n/a | Oct 8, 2008 | Sep 8, 2009 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RETIREMENT WELLNESS GROUP | AWM CAPITAL, LLC | Jan 18, 2023 | Apr 12, 2019 | -1,377 | Firm change after gap | Other |
| BRIDGE ADVISORY LLC | RETIREMENT WELLNESS GROUP | Jun 15, 2022 | Apr 12, 2019 | -1,160 | Firm change after gap | Other |
| ADDWEALTH ADVISORS, LLC | n/a | Feb 26, 2021 | n/a | n/a | Departure no registered destination | Departure |
| WAYPOINT WEALTH PARTNERS | BRIDGE ADVISORY LLC | Nov 2, 2016 | Apr 12, 2019 | 891 | Firm change after gap | Other |
| ROOF EIDAM MAYCOCK PERALTA LLC | WAYPOINT WEALTH PARTNERS | Sep 20, 2013 | Sep 10, 2013 | -10 | Firm change | Other |
| LPL FINANCIAL LLC | ROOF EIDAM MAYCOCK PERALTA LLC | Feb 13, 2012 | Mar 11, 2011 | -339 | Firm change after gap | Other |
| ASSOCIATED SECURITIES CORP. | LPL FINANCIAL LLC | Sep 8, 2009 | Sep 8, 2009 | 0 | Firm change | Other |