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Advisor at M••••••
••• Locked
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This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• | Bd affiliated wealth | Sep 1, 2021 | n/a | yes | Los Altos, CA|Los Altos, CA|Ventura, CA|El Segundo, CA | Current employment |
| C•••••• I•••••• G•••• | Former SEC adviser | Jun 24, 2014 | Sep 13, 2021 | no | VENTURA, CA|Ventura, CA|Ventura, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• I•••••• G•••• | M•••••• | Sep 13, 2021 | Sep 1, 2021 | -12 | Firm change | RIA to ibd |
| T•• R••••••••• G••••• L•• | C•••••• I•••••• G•••• | Jul 23, 2015 | Jun 24, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 168868:140195:CA:2021-09-13 | Sep 13, 2021 | Sep 1, 2021 | VENTURA, CA | Firm change |
| T•• R••••••••• G••••• L•• | n/a | Oct 18, 2011 | Jul 23, 2015 | no | VENTURA, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 24, 2011 | Jun 24, 2014 | no | TEMPLE, TX|VENTURA, CA|TUSTIN, CA|TEMPLE, TX | Previous registration |
| M••••• S•••••• | Wirehouse | Aug 10, 2009 | May 26, 2011 | no | Los Angeles, CA | Previous registration |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | T•• R••••••••• G••••• L•• | Jun 24, 2014 | Oct 18, 2011 | -980 | Firm change after gap | Other |
| M••••• S•••••• | L•• F•••••••• L•• | May 26, 2011 | May 24, 2011 | -2 | Firm change | Other |