DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Michael J Snowden Jr.
At current firm
5 y
since Sep 1, 2021
In the industry
17 y
since Jul 23, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Sep 1, 2021 · Los Altos, Ca
- Channel Islands Group formerJun 24, 2014 to Sep 13, 2021 · Ventura, Ca
- The Renaissance Group, LLC unclassifiedOct 18, 2011 to Jul 23, 2015 · Ventura, Ca
- LPL Financial LLC BD affiliatedMay 24, 2011 to Jun 24, 2014 · Temple, Tx
- Morgan Stanley wirehouseAug 10, 2009 to May 26, 2011 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Channel Islands Group to Marinerleft Sep 13, 2021, registered Sep 1, 2021 (-12 days) · RIA to affiliated broker-dealer or bank · moved with a team
- The Renaissance Group, LLC to Channel Islands Groupleft Jul 23, 2015, registered Jun 24, 2014 (-394 days) · Other
- LPL Financial LLC to The Renaissance Group, LLCleft Jun 24, 2014, registered Oct 18, 2011 (-980 days) · Other
- Morgan Stanley to LPL Financial LLCleft May 26, 2011, registered May 24, 2011 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address