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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
Morgan, UT | WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Apr 6, 2020 | n/a | yes | Morgan, UT|WHEATON, IL | Current employment |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Oct 13, 2016 | Apr 9, 2020 | no | Woods Cross, UT|CINCINNATI, OH | Previous registration |
| FIRST WESTERN ADVISORS | Former SEC adviser | Oct 16, 2007 | Jul 6, 2009 | no | SALT LAKE CITY, UT | Previous registration |
| FIRST WESTERN ADVISORS | Former SEC adviser | Jan 27, 2004 | Aug 31, 2007 | no | SALT LAKE CITY, UT|SALT LAKE CITY, UT | Previous registration |
| METROPOLITAN FINANCIAL SERVICES, INC. | n/a | Jan 2, 2003 | Dec 3, 2003 | no | INKOM, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORTER INVESTMENT MANAGEMENT, LLC | BROOKSTONE CAPITAL MANAGEMENT LLC | Apr 9, 2020 | Apr 6, 2020 | -3 | Firm change | RIA to RIA |
| FIRST WESTERN ADVISORS | HORTER INVESTMENT MANAGEMENT, LLC | Jul 6, 2009 | Oct 13, 2016 | 2,656 | Firm change after gap | Other |
| METROPOLITAN FINANCIAL SERVICES, INC. | FIRST WESTERN ADVISORS | Dec 3, 2003 | Jan 27, 2004 | 55 | Firm change | Other |