RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• R•• R•••••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Apr 6, 2020 · Morgan, Ut
- H••••• I••••••••• M••••••••• L•• independent RIAOct 13, 2016 to Apr 9, 2020 · Woods Cross, Ut
- F•••• W•••••• A••••••• formerOct 16, 2007 to Jul 6, 2009 · Salt Lake City, Ut
- F•••• W•••••• A••••••• formerJan 27, 2004 to Aug 31, 2007 · Salt Lake City, Ut
- M••••••••• F•••••••• S•••••••• I••• unclassifiedJan 2, 2003 to Dec 3, 2003 · Inkom, Id
- H••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Apr 9, 2020, registered Apr 6, 2020 (-3 days) · RIA to RIA
- F•••• W•••••• A••••••• to H••••• I••••••••• M••••••••• L••left Jul 6, 2009, registered Oct 13, 2016 (2656 days) · Other
- M••••••••• F•••••••• S•••••••• I••• to F•••• W•••••• A•••••••left Dec 3, 2003, registered Jan 27, 2004 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address