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R•••• J•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

R•••• J•••• T•••••••

Advisor at N•••••••• B••••• B• L••

LOS ANGELES, CA | NEW YORK, NY | Los Angeles, CA

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Search this name across graphsid dfx:ria:184cd6a7-a713-5164-fe5c-0779d0b4f87b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• B••••• B• L••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• B••••• B• L••	No RAUM reported	Oct 17, 2024	n/a	yes	NEW YORK, NY\|Los Angeles, CA\|LOS ANGELES, CA	Current employment
D••••••••• F••• A••••••• L•	Asset manager	Dec 19, 2016	Oct 9, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• F••• A••••••• L•	N•••••••• B••••• B• L••	Oct 9, 2024	Oct 17, 2024	8	Firm change	Other
U•• F•••••••• S••••••• I•••	D••••••••• F••• A••••••• L•	Dec 22, 2015

Relationships

Registered with (4)

→ N•••••••• B••••• B• L••Registered adviserregistration: current employment
Oct 17, 2024 to presentfactForm ADV
→ D••••••••• F••• A••••••• L•Registered adviserregistration: previous registration
Dec 19, 2016 to Oct 9, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 10, 2013 to Dec 22, 2015factForm ADV
→ I•••• F••• A•••••••• I•••

Dated events

Occurred
Oct 9, 2024
Advisor changed firm
R•••• J•••• T••••••• left D••••••••• F••• A••••••• L• for N•••••••• B••••• B• L•• (registered 2024-10-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:184cd6a7-a713-5164-fe5c-0779d0b4f87b
First observed: Dec 17, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.