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Advisor at LPL FINANCIAL LLC
RIDGELAND, MS | FLOWOOD, MS | JACKSON, MS | PEARL, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 2, 2022 | n/a | yes | PEARL, MS|FLOWOOD, MS|JACKSON, MS|RIDGELAND, MS | Current employment |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Dec 2, 2013 | Nov 30, 2022 | no | JACKSON, MS|Jackson, MS|Chapel Hill, NC|Charlotte, NC | Previous registration |
| BANCORPSOUTH INVESTMENT SERVICES, INC. | Former SEC adviser | May 1, 2012 | Dec 2, 2013 | no | JACKSON, MS|JACKSON, MS | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | May 1, 2012 | no | BRANDON, MS | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Feb 6, 2007 | Jan 2, 2009 | no | MAGEE, MS|BRANDON, MS | Previous registration |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | Jan 5, 2007 | Feb 1, 2007 | no | ATLANTA, GA|MENDENHALL, MS | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Nov 1, 2004 | Jan 12, 2007 | no | MENDENHALL, MS|RIDGELAND, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | LPL FINANCIAL LLC | Nov 30, 2022 | Dec 2, 2022 | 2 | Firm change | Ibd to RIA |
| BANCORPSOUTH INVESTMENT SERVICES, INC. | OSAIC INSTITUTIONS, INC. | Dec 2, 2013 | Dec 2, 2013 | 0 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | BANCORPSOUTH INVESTMENT SERVICES, INC. | May 1, 2012 | May 1, 2012 | 0 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| THE STRATEGIC FINANCIAL ALLIANCE | RAYMOND JAMES FINANCIAL SERVICES, INC. | Feb 1, 2007 | Feb 6, 2007 | 5 | Firm change | Other |
| CETERA ADVISORS LLC | THE STRATEGIC FINANCIAL ALLIANCE | Jan 12, 2007 | Jan 5, 2007 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 35371:6413:NC:2022-11-30 | Nov 30, 2022 | Dec 2, 2022 | CHARLOTTE, NC | Firm change |