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Advisor at STRATEGIC ADVISERS LLC
WEST SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | WEST SACRAMENTO, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 12, 2022 | Mar 31, 2025 | no | WEST SACRAMENTO, CA | Previous registration |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Jul 2, 2019 | Apr 12, 2022 | no | West Sacramento, CA | Previous registration |
| LWI FINANCIAL INC. | Former SEC adviser | Jun 17, 2016 | Jan 4, 2019 | no | Sacramento, CA|SAN JOSE, CA | Previous registration |
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Jan 4, 2013 | Jun 3, 2016 | no | CHARLOTTE, NC|SACRAMENTO, CA | Previous registration |
| ALIGHT FINANCIAL SOLUTIONS, LLC | n/a | Jul 30, 2008 | May 24, 2011 | no | CHARLOTTE, NC|SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| TRANSAMERICA RETIREMENT ADVISORS, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 12, 2022 | Jul 12, 2022 | 91 | Firm change | Ibd to ibd |
| LWI FINANCIAL INC. | TRANSAMERICA RETIREMENT ADVISORS, LLC | Jan 4, 2019 | Jul 2, 2019 | 179 | Firm change | Ibd to ibd |
| ALIGHT FINANCIAL ADVISORS, LLC | LWI FINANCIAL INC. | Jun 3, 2016 | Jun 17, 2016 | 14 | Firm change | Other |
| ALIGHT FINANCIAL SOLUTIONS, LLC | ALIGHT FINANCIAL ADVISORS, LLC | May 24, 2011 | Jan 4, 2013 | 591 | Firm change after gap | Other |