DFX Intelligence

C••• M• H•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

C••• M• H•••••• I•••

CRD 140

OSHKOSH, WI

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Search this name across graphsid dfx:ria:1862ff0a-36c8-bae1-5be3-c320727fe549

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2026 to Apr 15, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $27.6M••• Locked
Discretionary RAUM: $0
Private client RAUM: $27.6Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees: 1
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••• J•••• C•••••••••	n/a	OSHKOSH, WI	3	25	n/a	yes
D•••• S•••• W•••••	n/a	OSHKOSH, WI	0	19

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	1	0

Relationships

Registered with (6)

← R••• P• G••••••••Advisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
← D•••• S•••• W•••••Advisorregistration: current employment
Mar 3, 2026 to presentfactForm ADV
← K••• J•••• C•••••••••Advisorregistration: current employment
Jan 5, 2023 to presentfactForm ADV
← D•••• L••• A•••••••••

Dated events

Occurred
Oct 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1862ff0a-36c8-bae1-5be3-c320727fe549
First observed: Apr 15, 2026
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.