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D•••• L••• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D•••• L••• A•••••••••

Advisor at G•••• L•••• F•••••••• S••••••••• L••

OSHKOSH, WI

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Search this name across graphsid dfx:ria:8f54c922-513b-827f-6346-6d22c8d4fd74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• L•••• F•••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• L•••• F•••••••• S••••••••• L••	State registered	Oct 21, 2022	n/a	yes	OSHKOSH, WI	Current employment
C••• M• H•••••• I•••	State registered	Jan 31, 2019	Oct 24, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••• M• H•••••• I•••	G•••• L•••• F•••••••• S••••••••• L••	Oct 24, 2022	Oct 21, 2022	-3	Firm change	Other
W••••••• W••••• S••••••••• I•••	C••• M• H•••••• I•••	Aug 29, 2018

Relationships

Registered with (5)

→ G•••• L•••• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ C••• M• H•••••• I•••Registered adviserregistration: previous registration
Jan 31, 2019 to Oct 24, 2022factForm ADV
→ W••••••• W••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 17, 2017 to Aug 29, 2018factForm ADV
→ E••••• J••••

Dated events

Occurred
Oct 24, 2022
Advisor changed firm
D•••• L••• A••••••••• left C••• M• H•••••• I••• for G•••• L•••• F•••••••• S••••••••• L•• (registered 2022-10-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f54c922-513b-827f-6346-6d22c8d4fd74
First observed: Sep 27, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.