DFX Intelligence

J••••••• A••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

J••••••• A••• D••••••••

Advisor at T•• O•••••• G•••• L••

PLYMOUTH, WI

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Search this name across graphsid dfx:ria:1fddd9a4-4132-4ad2-c016-57d74499db75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• O•••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• O•••••• G•••• L••	State registered	Oct 6, 2023	n/a	yes	PLYMOUTH, WI	Current employment
M•••• F•••••••• A•••••••	Bd affiliated wealth	Aug 19, 2022	Oct 2, 2023	no	Sheboygan Falls, WI\|ALPHARETTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• F•••••••• A•••••••	T•• O•••••• G•••• L••	Oct 2, 2023	Oct 6, 2023	4	Firm change	RIA to state RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	M•••• F•••••••• A•••••••	Aug 26, 2022	Aug 19, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:142457:WI:2022-08-23	Aug 26, 2022	Aug 19, 2022	SHEBOYGAN FALLS, WI	Firm change

Relationships

Registered with (4)

→ T•• O•••••• G•••• L••Registered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ M•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 19, 2022 to Oct 2, 2023factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2019 to Aug 26, 2022factForm ADV
→ C••• M• H•••••• I•••

Dated events

Occurred
Oct 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fddd9a4-4132-4ad2-c016-57d74499db75
First observed: Sep 26, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.