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Advisor at CAPITAL INVESTMENT COUNSEL INC
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 8, 2011 | n/a | yes | RALEIGH, NC | Current employment |
| CAPITAL INVESTMENT COUNSEL INC | Independent wealth | Nov 2, 2007 | n/a | yes | RALEIGH, NC | Current employment |
| CIC ADVISERS, LLC | n/a | Nov 2, 2007 | Dec 31, 2012 | no | RALEIGH, NC | Previous registration |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | Bd affiliated wealth | Mar 24, 2004 | Aug 2, 2006 | no | RALEIGH, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CIC ADVISERS, LLC | CAPITAL INVESTMENT COUNSEL INC | Dec 31, 2012 | Nov 2, 2007 | -1,886 | Firm change after gap | Other |
| BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. | CIC ADVISERS, LLC | Aug 2, 2006 | Nov 2, 2007 | 457 | Firm change after gap | Other |