DFX Intelligence

D••••• J•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••••• J•••• C•••••

Advisor at L•• F•••••••• L••

EUGENE, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18796202-8765-6068-7ff5-0378484c269c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 9, 2024	n/a	yes	EUGENE, OR	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Oct 11, 2024	no	Eugene, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	O•••• W•••••• I•••	Oct 11, 2024	Jun 14, 2024	-119	Channel change	Ibd to ibd
O•••• W•••••• I•••	L•• F•••••••• L••	Oct 11, 2024	Oct 9, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:OR:2024-10-01	Oct 11, 2024	Oct 9, 2024	EUGENE, OR	Firm change
110518:165127:OR:2024-06-14	Jun 14, 2024	Nov 10, 2020	EUGENE, OR	Firm change after gap

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 9, 2024 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Nov 10, 2020 to Oct 11, 2024factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Oct 11, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18796202-8765-6068-7ff5-0378484c269c
First observed: Mar 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.