DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• J•••• C•••••

L•• F•••••••• L••BD affiliatedEugene, Ordual registrantIAPD 4797769

Feed of 09/14/2026

Also filed as Dan C•••••

At current firm

1 y

since Oct 9, 2024

In the industry

21 y

since Feb 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 9, 2024 · Eugene, Or
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Oct 11, 2024 · Eugene, Or
A•••• P•••• A••••••• former
Nov 10, 2020 to Oct 11, 2024 · Eugene, Or
S••••••••• A•••••• A•••••••• I••• former
Nov 6, 2020 to Jun 14, 2024 · Eugene, Or
A•••••• L•• former
May 3, 2005 to Aug 18, 2014 · Eugene, Or
K•• F•••••••• S•••••••• I•• former
Mar 4, 2005 to Nov 6, 2020 · Eugene, Or

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to O•••• W•••••• I•••
left Oct 11, 2024, registered Jun 14, 2024 (-119 days) · channel change inside one enterprise, not a move
O•••• W•••••• I••• to L•• F•••••••• L••
left Oct 11, 2024, registered Oct 9, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
left Jun 14, 2024, registered Nov 10, 2020 (-1312 days) · channel change inside one enterprise, not a move · moved with a team
K•• F•••••••• S•••••••• I•• to A•••••• L••
left Nov 6, 2020, registered May 3, 2005 (-5666 days) · Other
A•••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Aug 18, 2014, registered Nov 6, 2020 (2272 days) · Other

Signals

D••••• J•••• C••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-10-09)
Oct 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address