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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MARSHALL MARRACCINI

Advisor at LPL FINANCIAL LLC

VAN WERT, OH

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Search this name across graphsid dfx:ria:187cfae4-3bfb-9782-c3b0-1d97bf93e7de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 9, 2004
First registration: Sep 13, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4805906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 27, 2020	n/a	yes	VAN WERT, OH	Current employment
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Apr 20, 2018	May 7, 2019	no	Dublin, OH	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 25, 2014	Jan 20, 2015	no	COLUMBUS, OH\|COLUMBUS, OH	Previous registration
LANCASTER POLLARD INVESTMENT ADVISORY GROUP	Former SEC adviser	Jul 18, 2011	Apr 12, 2012	no	COLUMBUS, OH	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Sep 13, 2004	Aug 17, 2005	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ON INVESTMENT MANAGEMENT CO	LPL FINANCIAL LLC	May 7, 2019	Aug 27, 2020	478	Firm change after gap	Ibd to ibd
PNC WEALTH MANAGEMENT	ON INVESTMENT MANAGEMENT CO	Jan 20, 2015	Apr 20, 2018	1,186	Firm change after gap	Other
LANCASTER POLLARD INVESTMENT ADVISORY GROUP	PNC WEALTH MANAGEMENT	Apr 12, 2012	Aug 25, 2014	865	Firm change after gap	Other
FEDERATED INVESTMENT COUNSELING	LANCASTER POLLARD INVESTMENT ADVISORY GROUP	Aug 17, 2005	Jul 18, 2011	2,161	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 27, 2020 to presentfactForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Apr 20, 2018 to May 7, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 25, 2014 to Jan 20, 2015factForm ADV
→ LANCASTER POLLARD INVESTMENT ADVISORY GROUPRegistered adviserregistration: previous registration
Jul 18, 2011 to Apr 12, 2012factForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Sep 13, 2004 to Aug 17, 2005factForm ADV

Dated events

No dated event names this entity yet.