DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Marshall Marraccini
Feed of 09/14/2026
At current firm
6 y
since Aug 27, 2020
In the industry
22 y
since Sep 9, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 27, 2020 · Van Wert, Oh
- On Investment Management Co BD affiliatedApr 20, 2018 to May 7, 2019 · Dublin, Oh
- Pnc Wealth Management BD affiliatedAug 25, 2014 to Jan 20, 2015 · Columbus, Oh
- Lancaster Pollard Investment Advisory Group formerJul 18, 2011 to Apr 12, 2012 · Columbus, Oh
- Federated Investment Counseling institutionalSep 13, 2004 to Aug 17, 2005 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- On Investment Management Co to LPL Financial LLCleft May 7, 2019, registered Aug 27, 2020 (478 days) · Affiliated broker-dealer or bank to another
- Pnc Wealth Management to On Investment Management Coleft Jan 20, 2015, registered Apr 20, 2018 (1186 days) · Other
- Lancaster Pollard Investment Advisory Group to Pnc Wealth Managementleft Apr 12, 2012, registered Aug 25, 2014 (865 days) · Other
- Federated Investment Counseling to Lancaster Pollard Investment Advisory Groupleft Aug 17, 2005, registered Jul 18, 2011 (2161 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address