DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••• A•••••• G••••• L••
MORRISTOWN, NJ | WILLIAMSVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• A•••••• G••••• L•• | Bd affiliated wealth | May 12, 2021 | n/a | yes | WILLIAMSVILLE, NY|MORRISTOWN, NJ | Current employment |
| C•••••• G•••• • C• I•• | Former SEC adviser | Jun 3, 2011 | Nov 26, 2014 | no | WILIAMSVILLE, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• G•••• • C• I•• | P•••••• A•••••• G••••• L•• | Nov 26, 2014 | May 12, 2021 | 2,359 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C•••••• G•••• • C• I•• | Jun 1, 2011 | Jun 3, 2011 |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Apr 15, 2005 | Jun 1, 2011 | no | BUFFALO, NY|BUFFALO, NY | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 20, 2004 | Apr 20, 2005 | no | BUFFALO, NY | Previous registration |
| Q•••• • R•••••• I••• | n/a | Apr 15, 2004 | Oct 20, 2004 | no | BUFFALO, NY | Previous registration |
| 2 |
| Firm change |
| Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Apr 20, 2005 | Apr 15, 2005 | -5 | Firm change | Other |
| Q•••• • R•••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |