DFX Intelligence

J•••••• K• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J•••••• K• C••••

Advisor at I••••••••• W••••• C••••••• L••

WALTHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:188bb053-d876-393c-8494-b5d61767626e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Mar 31, 2025	n/a	yes	WALTHAM, MA	Current employment
C•••• A••••••• I•••	Independent wealth	Apr 4, 2018	Jul 1, 2025	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• A••••••• I•••	I••••••••• W••••• C••••••• L••	Jul 1, 2025	Mar 31, 2025	-92	Firm change after gap	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••• A••••••• I•••	Nov 23, 2011	Apr 4, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
160294:284656:MA:2025-07-01	Jul 1, 2025	Mar 31, 2025	BOSTON, MA	Firm change after gap

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ C•••• A••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2018 to Jul 1, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 1, 2011 to Nov 23, 2011factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:188bb053-d876-393c-8494-b5d61767626e
First observed: Jan 5, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.