DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Analyst18 years in industry

JERAD SORGENFREI

Advisor at PRIMUS WEALTH ADVISORS LLC

YORK, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:188dd433-d9a7-7808-b8b0-377e73b11df7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIMUS WEALTH ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Jun 2, 2008
First registration: Jun 9, 2008
Dual registered: no
Other names: JERAD J SORGENFREI
IAPD individual key: 5492233

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIMUS WEALTH ADVISORS LLC	State registered	Aug 10, 2018	n/a	yes	YORK, NE	Current employment
BEDROCK INVESTMENT ADVISORS	Former SEC adviser	Jun 25, 2015	Aug 8, 2018	no	SCOTTSDALE, AZ\|YORK, NE	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 5, 2009	Jul 22, 2015	no	SCOTTSDALE, AZ\|ST. PETERSBURG, FL\|SCOTTSDALE, AZ\|AMERICAN FORK, UT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 9, 2008	Feb 13, 2009	no	PEORIA, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEDROCK INVESTMENT ADVISORS	PRIMUS WEALTH ADVISORS LLC	Aug 8, 2018	Aug 10, 2018	2	Firm change	RIA to state RIA
TRANSAMERICA FINANCIAL ADVISORS, LLC	BEDROCK INVESTMENT ADVISORS	Jul 22, 2015	Jun 25, 2015	-27	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TRANSAMERICA FINANCIAL ADVISORS, LLC	Feb 13, 2009	Aug 5, 2009	173	Firm change	Other

Relationships

Registered with (4)

→ PRIMUS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Aug 10, 2018 to presentfactForm ADV
→ BEDROCK INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Jun 25, 2015 to Aug 8, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 5, 2009 to Jul 22, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 9, 2008 to Feb 13, 2009factForm ADV

Dated events

No dated event names this entity yet.