This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BAILARD, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S65

First exam

Dec 3, 2021

First registration

Jan 7, 2003

Dual registered

no

Other names

STEPHANIE RONCAL|STEPHANIE WO

IAPD individual key

4622788

• Occurred

  Nov 16, 2022
  Advisor changed firm

  Stephanie Wo Roncal left Wells Fargo Investment Institute, Inc. for Bailard, Inc. (registered 2022-01-25)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:18a37d2e-023b-da43-ef0b-1775a34f5733

First observed

Jan 7, 2003

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.