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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

NELSON CAPITAL MANAGEMENT

NELSON CAPITAL MANAGEMENT, LLC, CRD 123513

FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70953d44-66ef-a1a9-d880-59dc7774ebdb

Data as of Feb 2, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2011 to Feb 2, 2016
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9BItem 5.F on the latest filing (2016-02-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 17
Accounts: 1,094
SEC number: 801-61664
CRD: 123513
Filings on the tape: 15
First filed: Dec 5, 2011
Latest filed: Feb 2, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENNER, SCOTT, CRAIG	PRESIDENT/CEO/DIRECTOR	Na	yes	04/2004	Dec 5, 2011	Feb 2, 2016
COFFMAN, ANGELA, DEE	CHIEF FINANCIAL OFFICER & TREASURER	Na	yes	07/2009	Dec 5, 2011	Feb 2, 2016
KURTZ, LLOYD, SHERER	CHIEF INVESTMENT OFFICER/DIRECTOR	Na	yes	10/2009	Dec 5, 2011	Feb 2, 2016
OWEN, ANDREW, NELSON	Director	Na	yes	03/2015	Mar 31, 2015	Feb 2, 2016
WELLS FARGO & COMPANY	Shareholder	E	yes	12/2002	Dec 5, 2011	Feb 2, 2016
WELLS FARGO INVESTMENT GROUP, INC.	DIRECT OWNER	E	yes	10/2002	Dec 5, 2011	Feb 2, 2016
YOUNG, STEPHEN, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	08/2014	Aug 6, 2014	Feb 2, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WELLS FARGO ADVISORS, LLC	n/a	Wirehouse	$671B	N	yes	n/a
WELLS CAPITAL MANAGEMENT INCORPORATED	n/a	Asset manager	$476B	N	yes	n/a
WELLS FARGO FUNDS MANAGEMENT, LLC	n/a	Asset manager	$325B	N	yes	n/a
WELLS FARGO BANK NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	Mn

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CORTE MADERA	CA	United States	n/a	no
EL SEGUNDO	CA	United States	n/a	no
Boise	Id	United States	n/a	no
Minneapolis	Mn	United States	n/a	no
Charlotte	Nc	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 2, 2016	$1.9B	$1.8B	20	17	n/a	n/a	n/a
2014	Mar 31, 2015	$2.0B	$2.0B	20	17	n/a	n/a	n/a
2013	Feb 7, 2014	$1.7B	$1.7B	20	17	n/a	n/a	n/a
2012	Mar 28, 2013	$1.3B	$1.3B	18	15	n/a	n/a	n/a
2011	Mar 27, 2012	$1.1B	$1.0B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$1.9B	$2.0B	-8.9%	$1.3B	12.0%	20	20	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BAILARD, INC.	4	Dec 31, 2016	Sep 24, 2021	FOSTER CITY, CA	Firm absorbed	Other	66.7%

Relationships

Affiliated with (3)

→ ALLSPRING GLOBAL INVESTMENTS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV

Controls (6)

← BENNER, SCOTT, CRAIGOwnerPRESIDENT/CEO/DIRECTOR, ownership code NA, individual
Dec 5, 2011 to presentfactForm ADV
← OWEN, ANDREW, NELSONOwnerDIRECTOR, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← KURTZ, LLOYD, SHEREROwnerCHIEF INVESTMENT OFFICER/DIRECTOR, ownership code NA, individual
Dec 5, 2011 to presentfactForm ADV
← COFFMAN, ANGELA, DEEOwnerCHIEF FINANCIAL OFFICER & TREASURER, ownership code NA, individual
Dec 5, 2011 to presentfactForm ADV
← WELLS FARGO & COMPANYOwnerSHAREHOLDER, ownership code E, domestic entity
Dec 5, 2011 to presentfactForm ADV
← WELLS FARGO INVESTMENT GROUP, INC.OwnerDIRECT OWNER, ownership code E, domestic entity
Dec 5, 2011 to presentfactForm ADV

Owns (1)

← YOUNG, STEPHEN, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 6, 2014 to presentfactForm ADV

Moved with (1)

→ BAILARD, INC.Registered adviser4 advisors, firm absorbed, same day
Dec 31, 2016 to Sep 24, 2021factForm ADV

Registered with (11)

← FRANCOIS MARCOUXAdvisorregistration: previous registration
Sep 4, 2007 to Dec 31, 2016factForm ADV
← BLAINE CARROLL TOWNSENDAdvisorregistration: previous registration
Nov 3, 2009 to Dec 31, 2016factForm ADV
← LENA M MCQUILLENAdvisorregistration: previous registration
Dec 11, 2007 to Dec 31, 2016factForm ADV
← JONATHAN LYONS MANCHESTERAdvisorregistration: previous registration
Jan 7, 2003 to Dec 31, 2016factForm ADV
← STEPHANIE Wo RONCALAdvisorregistration: previous registration
Jan 7, 2003 to Dec 31, 2016factForm ADV
← SUANNE MARIE RAMARAdvisorregistration: previous registration
Jan 9, 2003 to Dec 31, 2016factForm ADV
← LISA MICHELE COOPERAdvisorregistration: previous registration
Nov 3, 2009 to Oct 13, 2014factForm ADV
← SEAN FOLEY BRICMONTAdvisorregistration: previous registration
Apr 1, 2005 to Apr 3, 2006factForm ADV
← STEPHEN PATRICK PHILPOTTAdvisorregistration: previous registration
Jan 8, 2003 to Jun 6, 2005factForm ADV
← BROOKS PHILLIPS NELSONAdvisorregistration: previous registration
Feb 3, 2003 to Jan 28, 2005factForm ADV
← BRIAN PATRICK ROBERTSAdvisorregistration: previous registration
Jan 7, 2003 to Nov 16, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70953d44-66ef-a1a9-d880-59dc7774ebdb
First observed: Dec 5, 2011
Last observed: Feb 2, 2016 129 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NELSON CAPITAL MANAGEMENT

NELSON CAPITAL MANAGEMENT, LLC, CRD 123513

FOSTER CITY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70953d44-66ef-a1a9-d880-59dc7774ebdb

Data as of Feb 2, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:45 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENNER, SCOTT, CRAIG

PRESIDENT/CEO/DIRECTOR

yes

04/2004

Dec 5, 2011

Feb 2, 2016

COFFMAN, ANGELA, DEE

CHIEF FINANCIAL OFFICER & TREASURER

yes

07/2009

Dec 5, 2011

Feb 2, 2016

KURTZ, LLOYD, SHERER

CHIEF INVESTMENT OFFICER/DIRECTOR

yes

10/2009

Dec 5, 2011

Feb 2, 2016

OWEN, ANDREW, NELSON

Director

yes

03/2015

Mar 31, 2015

Feb 2, 2016

WELLS FARGO & COMPANY

Shareholder

yes

12/2002

Dec 5, 2011

Feb 2, 2016

WELLS FARGO INVESTMENT GROUP, INC.

DIRECT OWNER

yes

10/2002

Dec 5, 2011

Feb 2, 2016

YOUNG, STEPHEN, DAVID

CHIEF COMPLIANCE OFFICER

08/2014

Aug 6, 2014

Feb 2, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WELLS FARGO ADVISORS, LLC

n/a

Wirehouse

$671B

yes

n/a

WELLS CAPITAL MANAGEMENT INCORPORATED

n/a

Asset manager

$476B

yes

n/a

WELLS FARGO FUNDS MANAGEMENT, LLC

n/a

Asset manager

$325B

yes

n/a

WELLS FARGO BANK NATIONAL ASSOCIATION

n/a

yes

City

State

Country

Employees

Also broker-dealer

CORTE MADERA

United States

n/a

EL SEGUNDO

United States

n/a

Boise

United States

n/a

Minneapolis

United States

n/a

Charlotte

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 2, 2016

$1.9B

$1.8B

n/a

2014

Mar 31, 2015

$2.0B

n/a

2013

Feb 7, 2014

$1.7B

n/a

2012

Mar 28, 2013

$1.3B

n/a

2011

Mar 27, 2012

$1.1B

$1.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$1.9B

$2.0B

-8.9%

$1.3B

12.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BAILARD, INC.

Dec 31, 2016

Sep 24, 2021

FOSTER CITY, CA

Firm absorbed

Other

66.7%