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CRD 110550
FOSTER CITY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANDREA MOHR GANDOLFO | n/a | FOSTER CITY, CA | 29 | 44 | n/a | no |
| DIANA LEA DESSONVILLE | n/a | FOSTER CITY, CA | 29 | 43 | n/a | no |
| DANA MERRILL SCHEER | Certified Financial Planner|Chartered Financial Analyst | FOSTER CITY, CA | 29 | 32 | n/a | no |
| ENRIQUE VILLARROEL FERMIN | Certified Financial Planner | FOSTER CITY, CA | 29 | 41 | n/a | no |
| THOMAS JOHN MUDGE | Chartered Financial Analyst | FOSTER CITY, CA | 25 | 39 | n/a | no |
| KIMBERLY MURRAY AQUINO | Certified Financial Planner | FOSTER CITY, CA | 25 | 30 | n/a | no |
| ROMY SLATT PAVOLOTSKY | Certified Financial Planner | FOSTER CITY, CA | 25 | 29 | n/a | no |
| SCOTT ERIC KIDD | Certified Financial Planner | FOSTER CITY, CA | 25 | 28 | n/a | no |
| SONYA THADHANI MUGHAL | Chartered Financial Analyst | FOSTER CITY, CA | 25 | 32 | n/a | no |
| GLENN ANTHONY DAVIS | Chartered Financial Analyst | FOSTER CITY, CA | 21 | 35 | n/a | no |
| MICHAEL JOHN FAUST | Chartered Financial Analyst | FOSTER CITY, CA | 17 | 32 | n/a | no |
| DAVID HARRISON SMITH | Chartered Financial Analyst | FOSTER CITY, CA | 17 | 17 | n/a | no |
| ERIN MARIE RANDOLPH | n/a | Milton, GA | FOSTER CITY, CA | 15 | 16 | n/a | no |
| LINDA BECK | Chartered Financial Analyst | FOSTER CITY, CA | 13 | 32 | n/a | no |
| CHRISTOPHER JAMES MOSHY | n/a | FOSTER CITY, CA | 11 | 24 | 1 | no |
| DANIEL JOSEPH MCKELLAR | Chartered Financial Analyst | FOSTER CITY, CA | 11 | 15 | n/a | no |
| BRADLEY PHILLIP LARSON | Certified Financial Planner | Townsend, MT | FOSTER CITY, CA | 11 | 12 | n/a | no |
| FRANCOIS MARCOUX | Chartered Financial Analyst | FOSTER CITY, CA | 9 | 23 | 2 | no |
| BLAINE CARROLL TOWNSEND | n/a | FOSTER CITY, CA | 9 | 26 | 2 | no |
| JONATHAN LYONS MANCHESTER | Certified Financial Planner|Chartered Financial Analyst | FOSTER CITY, CA | Orono, MN | 9 | 25 | 1 | no |
| Austin Gary Lastinger | Certified Financial Planner | FOSTER CITY, CA | 9 | 10 | n/a | no |
| Stacy Pearl Dauber | Certified Financial Planner | FOSTER CITY, CA | New York, NY | 9 | 19 | n/a | no |
| Osman Tansu Akgun | Chartered Financial Analyst | FOSTER CITY, CA | 7 | 14 | n/a | no |
| BENJAMIN KANE LATHROP | n/a | Larchmont, NY | FOSTER CITY, CA | 6 | 19 | 2 | no |
| LENA M MCQUILLEN | Certified Financial Planner | Buckholts, TX | FOSTER CITY, CA | 5 | 25 | 2 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BAILARD LONG/SHORT MASTER FUND, L.P. | Hedge Fund | $24.1M | Mar 10, 2017 | 39 | Mar 30, 2012 | dropped | 021-49755 |
| BAILARD FUNDAMENTAL LONG/SHORT EQUITIES FUND, L.P. | Hedge Fund | $20.2M | Jun 28, 2019 | 55 | Jun 29, 2015 | dropped | 021-252576 |
| BAILARD EMERGING OPPORTUNITIES FUND I, L.P. | Hedge Fund | $14.5M | Aug 14, 2026 | 54 | Mar 30, 2012 | reported | 021-491205 |
| BAILARD LONG/SHORT ACCREDITED INVESTOR FUND, L.P. | Hedge Fund | $9.1M | Mar 10, 2017 | 41 | Mar 30, 2012 | dropped | 021-49758 |
| BAILARD EMERGING MARKETS TRUST | Other Private Fund | $0 | Jun 28, 2019 | 0 | Feb 3, 2015 | dropped | n/a |
| BAILARD MARKET NEUTRAL REIT FUND, LP | Hedge Fund | $0 | Mar 10, 2017 | 0 | Jun 28, 2013 | dropped | 021-185243 |
| BAILARD INTERNATIONAL EQUITIES TRUST | Other Private Fund | $0 | Jun 28, 2019 | 0 | Feb 3, 2015 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BB&K HOLDINGS, INC. | PARENT COMPANY OF APPLICANT | E | yes | 11/1988 | Aug 14, 2026 | Aug 14, 2026 |
| MUGHAL, SONYA, THADHANI | CHIEF EXECUTIVE OFFICER; DIRECTOR OF BAILARD, INC, BB&K HOLDINGS, AND BAILARD GENERAL PARTNERS I, INC. | Na | yes | 03/2021 | Aug 14, 2026 | Aug 14, 2026 |
| FAUST, MICHAEL, JOHN | EVP; PRESIDENT, WEALTH MANAGEMENT; | Na | no | 04/2021 | Aug 14, 2026 | Aug 14, 2026 |
| FLEISCHER, PAVITA | CHIEF COMPLIANCE OFFICER | Na | no | 06/2020 | Aug 14, 2026 | Aug 14, 2026 |
| GRUENSTEIN, TESS, WEISSE | EVP HEAD OF PORTFOLIO MANAGEMENT - REAL ESTATE, CO-CEO OF BAILARD REAL ESTATE INVESTMENT TRUTS, INC. | Na | no | 01/2026 | Aug 14, 2026 | Aug 14, 2026 |
| SMITH, DAVID, HARRISON | CHIEF INVESTMENT OFFICER CEO OF BAILARD REAL ESTATE INVESTMENT TRUTS, INC. | Na | no | 07/2025 | Aug 14, 2026 | Aug 14, 2026 |
| WU, FUJU | SENIOR VP, FINANCE AND OPERATIONS OF AND BB&K HOLDINGS | Na | no | 08/2015 | Aug 14, 2026 | Aug 14, 2026 |
| BRANAKA, MARLIS | DIRECTOR, BB&K HOLDINGS | Na | no | 12/2011 | Jun 29, 2012 | Jun 20, 2024 |
| HILL, PETER, MOLYNEUX | DIRECTOR, BB&K HOLDINGS | Na | no | 01/2008 | Mar 30, 2012 | Jun 20, 2024 |
| KAISER, RONALD, WALTER | DIRECTOR, BB&K HOLDINGS | Na | no | 11/1988 | Mar 30, 2012 | Jun 20, 2024 |
| LEVE, ERIC, PAUL | EVP; CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | Na | no | 04/2010 | Mar 30, 2012 | Jun 20, 2024 |
| O'CONNELL, DENNIS, J. | DIRECTOR, BB&K HOLDINGS | Na | no | 11/1998 | Mar 30, 2012 | Jun 20, 2024 |
| SARGENT, PRESTON, ROBERT | EXECUTIVE VICE PRESIDENT, REAL ESTATE | Na | no | 08/2014 | May 14, 2015 | Jun 20, 2024 |
| SPARKS, BURNICE, EDWARD | DIRECTOR, BB&K HOLDINGS | Na | no | 06/2011 | Mar 30, 2012 | Jun 20, 2024 |
| TOWNSEND, BLAINE, CARROLL | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | Na | no | 09/2016 | Mar 10, 2017 | Jun 20, 2024 |
| WRIGHT, BRENDA, L | DIRECTOR, BB&K HOLDINGS | Na | no | 08/2023 | Aug 24, 2023 | Jun 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BAILARD GENERAL PARTNERS I, INC. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN FRANCISCO | CA | United States | 15 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 8, 2026 | $6.5B | $6.5B | 80 | 42 | 1 | 1 | n/a |
| 2024 | Jun 20, 2024 | $6.1B | $6.0B | 75 | 36 | 1 | 1 | $20.2M |
| 2023 | Jun 15, 2023 | $5.3B | $5.3B | 70 | 34 | 1 | 1 | $14.5M |
| 2022 | Jun 16, 2022 | $5.5B | $5.5B | 62 | 34 | 1 | 1 | $17.1M |
| 2021 | Jun 28, 2021 | $5.0B | $5.0B | 65 | 41 | 1 | 1 | $37.7M |
| 2020 | Jun 29, 2020 | $3.4B | $3.4B | 67 | 37 | 1 | 1 | $27.8M |
| 2019 | Jun 28, 2019 | $3.6B | $3.6B | 63 | 57 | 5 | 4 | $50.8M |
| 2018 | Jun 29, 2018 | $4.0B | $3.9B | 60 | 57 | 5 | 4 | $56.9M |
| 2017 | Jun 29, 2017 | $3.6B | $3.5B | 59 | 56 | n/a | 4 | $50.5M |
| 2016 | Jun 29, 2016 | $2.6B | $2.6B | 50 | 47 | n/a | 7 | $59.5M |
| 2015 | Jun 29, 2015 | $2.6B | $2.5B | 41 | 39 | n/a | 7 | $70.9M |
| 2014 | Jun 27, 2014 | $2.3B | $2.3B | 43 | 40 | n/a | 4 | $69.7M |
| 2013 | Jun 28, 2013 | $2.1B | $2.1B | 45 | 40 | n/a | 4 | $72.5M |
| 2012 | Jun 29, 2012 | $1.9B | $1.9B | n/a | n/a | n/a | 3 | $74.7M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 2.5% | 0 | 1 | 0 | 4 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $7.6B | $6.1B | 24.7% | $5.5B | 11.2% | 83 | 75 | 2 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BERSOT CAPITAL MANAGEMENT, LLC | 2 | May 13, 2025 | Apr 25, 2025 | TIBURON, CA | Team lift out | RIA to RIA | 100.0% |
| NELSON CAPITAL MANAGEMENT | 4 | Dec 31, 2016 | Sep 24, 2021 | FOSTER CITY, CA | Firm absorbed | Other | 66.7% |